Sectors

I make this statement so that I can receive promotional communications relating to non-readily realisable securities as a restricted investor. I declare that I qualify as a high net worth individual because:

1. I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;
2. the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;

by declaring myself as such I may lose significant rights;

1. I may have no right to complain to either of the following:
   1. the Financial Conduct Authority; or
   2. the Financial Ombudsman Scheme;
2. I may have no right to seek compensation from the Financial Services Compensation Scheme.

I am a certified high net worth individual because at least one of the following applies:

1. I had, during the financial year immediately preceding the date below, an annual income to the value of £100,000 or more;
2. I held, throughout the financial year immediately preceding the date below, net assets to the value of £250,000 or more. Net assets for these purposes do not include:
   1. the property which is my primary residence or any loan secured on that residence;
   2. any rights of mine under a qualifying contract of insurance within the meaning of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001; or
   3. any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be, entitled.

I accept that I can lose my property and other assets from making investment decisions based on financial promotions.

I am aware that it is open to me to seek advice from someone who specialises in advising on investments.

I make this statement so that I can receive promotional communications relating to non-readily realisable securities as a self-certified sophisticated investor. I declare that I qualify as a self-certified sophisticated investor because one of the below applies to me:

1. I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority; the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;

by declaring myself as such I may lose significant rights;

1. I may have no right to complain to either of the following:
   1. the Financial Conduct Authority; or
   2. the Financial Ombudsman Scheme;
2. I may have no right to seek compensation from the Financial Services Compensation Scheme.

I am a self-certified sophisticated investor because at least one of the following applies:

1. I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;
2. I have made more than one investment in an unlisted company in the two years prior to the date below;
3. I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;
4. I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £1 million.

I accept that I can lose my property and other assets from making investment decisions based on financial promotions

I am aware that it is open to me to seek advice from someone who specialises in advising on investments.

I make this statement so that I can receive promotional communications relating to non-readily realisable securities as a investment professional. I declare that I qualify as a investment professional because one of the below applies to me:

1. I am a person authorised under FSMA (e.g. an IFA, stockbroker, private wealth manager or fund manager authorised and regulated by the FCA);
2. I am not an authorised person but:
   1. my ordinary activities involve me in carrying on the activity of investing in investments such as bonds or property development for the purpose of a business carried on by me; or
   2. it is reasonable to expect I will invest in bonds or property development for the purposes of a business carried on by me;
3. I represent a government, local authority (whether in the United Kingdom or elsewhere) or an international organisation; and
4. I am a person (“A”) who is a director, officer or employee of a person (“B”) falling within any of sections 2.2.1 to 2.2.3 above where the communication is made to A in that capacity and where A’s responsibilities when acting in that capacity involve him in the carrying on by B of investment activities.

I accept that I can lose my property and other assets from making investment decisions based on financial promotions

I am aware that it is open to me to seek advice from someone who specialises in advising on investments.

I make this statement so that I can receive promotional communications relating to non-readily realisable securities as a restricted investor. I declare that I qualify as a restricted investor because:

1. in the twelve months preceding the date below, I have not invested more than 10% of my net assets in non-readily realisable securities; and
   I undertake that in the twelve months following the date below, I will not invest more than 10% of my net assets in non-readily realisable securities.

Net assets for these purposes do not include:

1. the property which is my primary residence or any money raised through a loan secured on that property;
   any rights of mine under a qualifying contract of insurance; or
2. any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be entitled.

I accept that I can lose my property and other assets from making investment decisions based on financial promotions

I am aware that it is open to me to seek advice from someone who specialises in advising on investments.